Compliance Management in Financial Industries Book [PDF] Download

Download the fantastic book titled Compliance Management in Financial Industries written by Mathias Eggert, available in its entirety in both PDF and EPUB formats for online reading. This page includes a concise summary, a preview of the book cover, and detailed information about "Compliance Management in Financial Industries", which was released on 08 January 2014. We suggest perusing the summary before initiating your download. This book is a top selection for enthusiasts of the Business & Economics genre.

Summary of Compliance Management in Financial Industries by Mathias Eggert PDF

Since the peak of the world financial crisis in 2008, compliance management has gained more and more interest from practice and research. In particular the financial service industry is strongly regulated and has to follow specific laws, standards and guidelines. Considering the steadily increasing number of legal requirements in the design of information systems is a challenge to financial service providers. This book investigates the challenges of compliance management in financial industries and provides solutions for a compliant design of information models. From a business process perspective, an approach is presented that enables the automatic checking of business process models. From a supervisory reporting perspective a modeling technique is presented that allows for modeling regulatory data warehouse requirements as well as its analysis. Besides these two perspectives the author provides insights into the perceived relationship of Information Systems and Law.


Detail About Compliance Management in Financial Industries PDF

  • Author : Mathias Eggert
  • Publisher : Springer Science & Business Media
  • Genre : Business & Economics
  • Total Pages : 96 pages
  • ISBN : 331903913X
  • PDF File Size : 44,7 Mb
  • Language : English
  • Rating : 4/5 from 21 reviews

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Compliance Management in Financial Industries

Compliance Management in Financial Industries
  • Publisher : Springer Science & Business Media
  • File Size : 34,7 Mb
  • Release Date : 08 January 2014
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Since the peak of the world financial crisis in 2008, compliance management has gained more and more interest from practice and research. In particular the financial service industry is strongly regulated

Compliance Norms in Financial Institutions

Compliance Norms in Financial Institutions
  • Publisher : Springer Nature
  • File Size : 35,9 Mb
  • Release Date : 25 October 2019
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Initially, introducing compliance functions within the financial industry had been forced by regulatory scrutiny. Later, it started to spread to other regulated companies, in particular those publicly listed. Now, compliance

Bank Regulation, Risk Management, and Compliance

Bank Regulation, Risk Management, and Compliance
  • Publisher : Taylor & Francis
  • File Size : 45,7 Mb
  • Release Date : 01 October 2019
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Bank Regulation, Risk Management, and Compliance is a concise yet comprehensive treatment of the primary areas of US banking regulation – micro-prudential, macroprudential, financial consumer protection, and AML/CFT regulation – and

Non-financial Risk Management in the Financial Industry

Non-financial Risk Management in the Financial Industry
  • Publisher : Frankfurt School Verlag
  • File Size : 27,5 Mb
  • Release Date : 13 April 2022
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Managing environment, social and governance (ESG) risk, compliance risk and non-financial risk (NFR) has become increasingly critical for businesses in the financial services industry. Furthermore, expectations by regulators are ever

Essential Strategies for Financial Services Compliance

Essential Strategies for Financial Services Compliance
  • Publisher : John Wiley & Sons
  • File Size : 37,9 Mb
  • Release Date : 08 October 2015
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A fully updated edition of the definitive guide to financialregulation In recent years, not only has the compliance field become firmlyestablished, but it has seen staggering growth, thanks tonever-ending changes

Enterprise Compliance Risk Management

Enterprise Compliance Risk Management
  • Publisher : John Wiley & Sons
  • File Size : 35,7 Mb
  • Release Date : 04 September 2015
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The tools and information that build effective compliance programs Enterprise Compliance Risk Management: An Essential Toolkit for Banks and Financial Services is a comprehensive narrative on managing compliance and compliance

Risk Management in Finance

Risk Management in Finance
  • Publisher : John Wiley and Sons
  • File Size : 41,8 Mb
  • Release Date : 15 April 2009
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Implement next-generation techniques-before disaster strikes—and improve operation risk management "The recent global economic crisis has brought home the need for realistic operational risk management as an important element of

Us Banking Compliance Handbook

Us Banking Compliance Handbook
  • Publisher : Createspace Independent Publishing Platform
  • File Size : 52,8 Mb
  • Release Date : 24 July 2016
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Financial institutions are under mounting pressure to remain compliant with increasingly strict anti-money laundering and counter terrorism financing regulations. Legislation like the Bank Secrecy Act in the U.S., along

Strategies for Compliance

Strategies for Compliance
  • Publisher : Routledge
  • File Size : 27,7 Mb
  • Release Date : 20 December 2020
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Compliance is a fundamental control function within regulated industries globally. This book provides an expert introduction to corporate compliance using cases, examples and insights from the financial services sector and

The Operational Risk Handbook for Financial Companies

The Operational Risk Handbook for Financial Companies
  • Publisher : Harriman House Limited
  • File Size : 21,8 Mb
  • Release Date : 08 July 2011
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The Operational Risk Handbook for Financial Companies is a groundbreaking new book. It seeks to apply for the first time a range of proven operational risk techniques from other industries